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No Role Company Company Address Dates Employed Employment Duration
1 Executive Managing Director Capital Funding Group, Inc. Baltimore, Maryland Area Oct 2019–Present 1 yr 8 mos
2 Executive Managing Director CFG Capital Markets, LLC Member FINRA/SIPC Baltimore, Maryland Area Apr 2011–Oct 2019 8 yrs 7 mos
3 Managing Director and Partner Havenwood Capital Markets, LLC Jul 2009–Aug 2011 2 yrs 2 mos
4 Executive Vice President - Director of Fixed Income Capital Markets Ferris, Baker Watts, Inc. Mar 1998–Jun 2008 10 yrs 4 mos
5 Vice President Alex. Brown and Sons, Inc. Dec 1991–Feb 1998 6 yrs 3 mos
6 Vice President Ferris, Baker Watts, Inc. Aug 1986–Dec 1991 5 yrs 5 mos

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