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No Role Company Company Address Dates Employed Employment Duration
1 General Counsel | Chief Compliance Officer | Corporate Secretary One San Francisco, CA Feb 2019–Present 2 yrs 4 mos
2 Founder 94104 Exchange San Francisco, CA Jan 2017–Present 4 yrs 5 mos
3 General Counsel | Chief Compliance Officer Azlo San Francisco, CA Aug 2018–Feb 2019 7 mos
4 Head of Compliance | Regulatory Counsel Blend San Francisco, CA May 2016–Aug 2018 2 yrs 4 mos
5 Senior Associate Buckley Sandler LLP Washington, DC Jan 2015–Apr 2016 1 yr 4 mos
6 Principal Promontory Financial Group, an IBM Company Washington, DC Jan 2012–Jan 2015 3 yrs 1 mo
7 Associate BuckleySandler LLP Washington, DC Jan 2011–Dec 2011 12 mos
8 Attorney Office of the Comptroller of the Currency Washington, DC Sep 2008–Dec 2010 2 yrs 4 mos
9 Law Clerk Office of the Comptroller of the Currency Washington, DC May 2007–Nov 2007 7 mos
10 Law Clerk U.S. Department of the Treasury Washington, DC May 2006–Jul 2006 3 mos
11 Legislative Assistant U.S. House of Representatives Washington, DC Mar 2005–Apr 2006 1 yr 2 mos
12 Associate Carmen Group, Inc. Washington, DC Sep 2003–Mar 2005 1 yr 7 mos

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