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No Role Company Company Address Dates Employed Employment Duration
1 Chief Compliance Officer Ony Glo, Inc. Santa Ana, California, United States Mar 2021–Present 3 mos
2 Chief Compliance Officer LoanStream Mortgage Irvine, CA Feb 2020–Mar 2021 1 yr 2 mos
3 Credit and Compliance Contract Auditor The Compliance Group, Inc. (TCG) Sep 2019–Feb 2020 6 mos
4 President Mortgage Compliance Consulting, LLC Orange County, California Area Jun 2019–Feb 2020 9 mos
5 Vice President of Compliance AmWest Funding Corp. Orange County, California Area Jun 2014–Feb 2019 4 yrs 9 mos
6 Vice President, Compliance CS Financial Beverly Hills, CA Mar 2012–Oct 2013 1 yr 8 mos
7 Vice President, Credit Policy Bank of America Home Loans Calabasas, CA Dec 2008–Mar 2012 3 yrs 4 mos
8 Director of Product Development SBMC Mortgage Company Mar 1998–Sep 2007 9 yrs 7 mos

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