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No Role Company Company Address Dates Employed Employment Duration
1 Compliance Manager Ally Bank Charlotte, North Carolina Nov 2015–Present 5 yrs 7 mos
2 Director of Compliance American Security Mortgage Corp. Charlotte North Carolina Jul 2012–Nov 2015 3 yrs 5 mos
3 Senior Compliance Analyst Ally Bank Charlotte, NC Nov 2011–Jul 2012 9 mos
4 Compliance Manager Wyndham Capital Mortgage Mar 2011–Nov 2011 9 mos
5 Compliance Manager RoundPoint Mortgage Company May 2009–Mar 2011 1 yr 11 mos
6 Chief Compliance Officer Legacy Bank (proposed) Jun 2008–Oct 2008 5 mos
7 Vice President, National Operations GreenPoint Mortgage Apr 2000–Jan 2008 7 yrs 10 mos
8 VP, National Technical Operations Manager GreenPoint Mortgage Funding, Inc. Oct 1996–Mar 2000 3 yrs 6 mos
9 Various IT Audit Titles GreenPoint Mortgage (previously BarclaysAmerican/Mortgage Corporation) Apr 1985–Sep 1996 11 yrs 6 mos

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