| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Senior Vice President, Enterprise Risk Management (Americas) |
Wells Fargo |
|
Sep 2020–Present |
9 mos |
| 2 |
Vice President & Chief Compliance Officer (Canada) |
American Express |
|
Nov 2014–Sep 2020 |
5 yrs 11 mos |
| 3 |
Vice President, Wealth Management Compliance |
BMO Financial Group |
|
Jul 2008–Nov 2014 |
6 yrs 5 mos |
| 4 |
Associate General Counsel |
Citi |
|
Jun 2004–Jul 2008 |
4 yrs 2 mos |