| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chief Compliance Officer, Wells Capital Management and Wells Fargo Investment Institute |
Wells Fargo |
Charlotte, North Carolina |
Nov 2017–Present |
3 yrs 7 mos |
| 2 |
Divisional General Counsel and Vice President for Financial Advice and Solutions Group |
USAA |
Charlotte, North Carolina |
Mar 2017–Oct 2017 |
8 mos |
| 3 |
Assistant Vice President and Managing Securities Attorney |
USAA |
San Antonio, Texas Area |
2013–Mar 2017 |
4 yrs |
| 4 |
Executive Director, Securities Attorney |
USAA |
San Antonio, Texas Area |
2010–2013 |
3 yrs |
| 5 |
Associate Attorney |
Goodwin Procter LLP |
|
2009–2010 |
1 yr |
| 6 |
Associate Attorney |
Morrison & Foerster LLP |
|
2007–2009 |
2 yrs |
| 7 |
Attorney |
FINRA |
|
2004–2007 |
3 yrs |
| 8 |
Legal Assitant |
US Securities and Exchange Commission |
|
2003–2004 |
1 yr |