| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Operational Risk Business Oversight Director - SVP: Consumer & Small Business Banking Operations |
Wells Fargo |
Greater New York City Area |
Oct 2019–Present |
1 yr 8 mos |
| 2 |
Executive Director - Treasury Services - Shared Services & Banking Operations |
Morgan Stanley |
New York, New York |
Nov 2015–Oct 2019 |
4 yrs |
| 3 |
Executive Director - Risk Officer - Private Banking / Wealth Management Operations |
Morgan Stanley |
Greater New York City Area |
May 2011–Nov 2015 |
4 yrs 7 mos |
| 4 |
Vice President - Operations Risk Management (ORM) |
Goldman Sachs |
|
May 2008–May 2011 |
3 yrs 1 mo |
| 5 |
Operations, Transformation Services - Project Manager |
Morgan Stanley |
|
Sep 2007–May 2008 |
9 mos |
| 6 |
Sarbanes-Oxley Compliance Group |
Morgan Stanley |
|
Aug 2005–Sep 2007 |
2 yrs 2 mos |
| 7 |
Private Wealth Management Operations |
Morgan Stanley |
|
Jul 2003–Aug 2005 |
2 yrs 2 mos |
| 8 |
Part Time Analyst - Securities Pricing & Reference Data Operations |
Morgan Stanley Dean Witter |
Greater New York City Area |
May 2001–Aug 2002 |
1 yr 4 mos |