| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
EMEA Chief Operating Officer |
Wells Fargo |
London, England, United Kingdom |
Aug 2020–Present |
10 mos |
| 2 |
Chief Operating Officer, Global Banking and Markets Europe |
HSBC Global Banking and Markets |
London, United Kingdom |
Oct 2016–Aug 2020 |
3 yrs 11 mos |
| 3 |
Managing Director, Head of Global Standards Strategy, Governance and Assurance |
HSBC |
London, United Kingdom |
May 2013–Oct 2016 |
3 yrs 6 mos |
| 4 |
Managing Director, Customer Due Diligence (KYC) Transformation Programme |
HSBC Global Banking and Markets |
London, United Kingdom |
Sep 2011–May 2013 |
1 yr 9 mos |
| 5 |
Director, OneHSBC Securities and Wealth Global Transformation Programme |
HSBC Global Banking and Markets |
London, United Kingdom |
Mar 2009–Nov 2011 |
2 yrs 9 mos |
| 6 |
Chief Operating Officer, Global Markets IT |
HSBC |
London, United Kingdom |
Apr 2008–Mar 2009 |
1 yr |
| 7 |
Chief Operating Officer, Equity Derivatives |
Cantor Fitzgerald |
London, United Kingdom |
Sep 2006–Mar 2008 |
1 yr 7 mos |
| 8 |
Director, Office of the COO - Global Derivatives Business Support Strategy |
HSBC Global Banking and Markets |
London, United Kingdom |
Apr 2004–Aug 2006 |
2 yrs 5 mos |
| 9 |
Director, Global Banking and Markets Credit Risk |
HSBC Global Banking and Markets |
London, United Kingdom |
Oct 1999–Apr 2004 |
4 yrs 7 mos |
| 10 |
Vice President, Global Banking and Markets Credit Risk |
HSBC Global Banking and Markets |
New York |
May 1996–Oct 1999 |
3 yrs 6 mos |
| 11 |
Associate, Middle Office Operations |
BlackRock Financial Management |
New York |
Feb 1994–Apr 1996 |
2 yrs 3 mos |
| 12 |
Associate, Middle Office Operations |
The San-in Godo Bank |
New York |
Jan 1992–Feb 1994 |
2 yrs 2 mos |