| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Vice President/Operations Manager |
Wells Fargo Securities |
San Francisco Bay Area |
Oct 2017–Present |
3 yrs 8 mos |
| 2 |
Operations Manager |
Wells Fargo Securities |
San Francisco Bay Area |
Oct 2013–Oct 2017 |
4 yrs 1 mo |
| 3 |
Associate Director of Trading Operations (Data Service Group) |
UBS |
Stamford, CT |
Aug 2011–Jun 2013 |
1 yr 11 mos |
| 4 |
Associate Director of Trading Operations (Listed Options) |
UBS |
Stamford, CT |
Nov 2008–Aug 2011 |
2 yrs 10 mos |
| 5 |
Associate Director of Trading Operations (Settlements) |
UBS |
Stamford, CT |
Jul 2007–Nov 2008 |
1 yr 5 mos |
| 6 |
Associate Director of Trading Operations |
Barclays Capital |
Whippany, NJ |
Mar 2004–Jul 2007 |
3 yrs 5 mos |
| 7 |
Assistant Vice President Operations |
Commerzbank Securities, Inc. |
Greater New York City Area |
Apr 2000–Mar 2004 |
4 yrs |