| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chief Operating Officer / Non-Executive Director |
3 Capital Limited |
Dubai, UAE |
2012–Present |
9 yrs |
| 2 |
Chief Compliance Officer |
Getco LLC |
London, United Kingdom |
2012–2014 |
2 yrs |
| 3 |
Interim Head Of Compliance |
THREADNEEDLE ASSET MANAGEMENT LIMITED |
|
2011–2011 |
less than a year |
| 4 |
European head of Compliance |
Citadel |
|
2011–2011 |
less than a year |
| 5 |
International Oversight Compliance |
Wachovia, A Wells Fargo Company |
|
2010–2011 |
1 yr |
| 6 |
Head of Surveillance and Deputy Compliance Advisor (held responsible senior compliance positions) |
Wells Fargo |
|
2005–2010 |
5 yrs |
| 7 |
Head Of Compliance and Anti Money laundering |
Banco Itau Europa |
|
2003–2004 |
1 yr |
| 8 |
Graduate Programme for Finance and Compliance |
Fidelity Investments |
|
2000–2002 |
2 yrs |