| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
SVP, Director- Conduct Management Control Executive Team |
Wells Fargo |
Charlotte, North Carolina, United States |
Jan 2021–Present |
5 mos |
| 2 |
SVP, COO/Shared Services Leader- Wholesale Operational Risk Business Oversight (ORBO) |
Wells Fargo |
Charlotte, North Carolina, United States |
Jan 2020–Jan 2021 |
1 yr 1 mo |
| 3 |
VP, Financial Crimes Manager- Customer Risk Analytics (CRA), Financial Crimes Analytics (FCA) |
Wells Fargo |
Charlotte, NC |
Jan 2018–Jan 2020 |
2 yrs 1 mo |
| 4 |
VP, Regulatory & Audit Examination Manager- AML & Financial Crimes Compliance, Wholesale Banking |
Wells Fargo |
Charlotte, North Carolina Area |
Jan 2016–Jan 2018 |
2 yrs 1 mo |
| 5 |
Vice President- Operational Risk Manager |
Wells Fargo |
Charlotte, North Carolina Area |
Sep 2014–Jan 2016 |
1 yr 5 mos |
| 6 |
Assistant Vice President & Compliance Consultant IV – International Group |
Wells Fargo |
Charlotte, North Carolina Area |
Aug 2013–Sep 2014 |
1 yr 2 mos |
| 7 |
Audit Leader - Wells Fargo Bank - Wholesale Banking and International Coverage |
Wells Fargo |
London, United Kingdom |
Sep 2010–Aug 2013 |
3 yrs |
| 8 |
Senior Auditor |
Wells Fargo |
Charlotte, North Carolina Area |
May 2009–Sep 2010 |
1 yr 5 mos |
| 9 |
Staff Auditor |
Wachovia Corporation |
Charlotte, NC |
May 2006–May 2009 |
3 yrs 1 mo |
| 10 |
Foreclosure Workout Specialist Lead/Collections Specialist |
Wells Fargo |
Raleigh-Durham, North Carolina Area |
Feb 2004–May 2006 |
2 yrs 4 mos |