| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Vice President, Compliance Officer - Conduct Risk |
Wells Fargo |
|
Feb 2021–Present |
4 mos |
| 2 |
VP Compliance, Sales Practice Risk Management |
Prudential Financial |
Newark, New Jersey, United States |
Nov 2018–Sep 2020 |
1 yr 11 mos |
| 3 |
VP Annuities and Life Insurance Compliance |
Prudential Financial |
Newark, New Jersey, United States |
Aug 2009–Nov 2018 |
9 yrs 4 mos |
| 4 |
VP and Chief Administrative Officer Annuities Distribution |
Prudential Financial |
|
May 2007–Aug 2009 |
2 yrs 4 mos |
| 5 |
Control Leader |
Prudential Financial |
Newark, NJ |
Jun 1994–May 2007 |
13 yrs |