No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
1 |
Head of EMEA Surveillance |
Wells Fargo |
|
Dec 2019–Present |
1 yr 6 mos |
2 |
Global Strategy & Governance, Regulatory Surveillance |
HSBC Global Banking and Markets |
|
Aug 2016–Dec 2019 |
3 yrs 5 mos |
3 |
Compliance Manager - Global Markets Regulatory Compliance |
HSBC |
|
Mar 2011–Aug 2016 |
5 yrs 6 mos |
4 |
Client Management Executive/Execution Dealer |
CMC Markets |
|
Jun 2009–Mar 2011 |
1 yr 10 mos |