| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chief Operating Office Compliance Director |
Wells Fargo |
Charlotte, North Carolina, United States |
Jan 2021–Present |
5 mos |
| 2 |
Vice President, Tax Information Reporting Compliance Manager |
Wells Fargo |
Charlotte, North Carolina Area |
Dec 2018–Jan 2021 |
2 yrs 2 mos |
| 3 |
Vice President, Tax Risk & Governance Manager |
Wells Fargo |
|
Feb 2018–Dec 2018 |
11 mos |
| 4 |
Director, Tax Compliance |
Fidelity Investments |
Jersey City, New Jersey |
Sep 2016–Feb 2018 |
1 yr 6 mos |
| 5 |
Senior Director, TDS & TAXonomy Operations |
Broadridge |
Jersey City, New Jersey |
Jul 2015–Aug 2016 |
1 yr 2 mos |
| 6 |
VP - Lead Corporate Tax Compliance Examiner |
BNY Mellon |
New York, Ny |
Dec 2013–Jul 2015 |
1 yr 8 mos |
| 7 |
VP, Global Client Tax Reporting |
Bank of America Merrill Lynch |
|
Nov 2009–Dec 2013 |
4 yrs 2 mos |
| 8 |
Lead Associate - NRA Client Tax Reporting |
UBS Wealth Management |
|
Nov 2006–Nov 2009 |
3 yrs 1 mo |
| 9 |
Tax Documentation Specialist & NRA Market Specialist |
Bank of New York |
|
Oct 2003–Nov 2006 |
3 yrs 2 mos |