| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Managing Director, Wells Fargo Compliance |
Wells Fargo |
|
Sep 2018–Present |
2 yrs 9 mos |
| 2 |
Director; Compliance & Regulatory Affairs Division |
Credit Suisse |
Greater New York City Area |
Mar 2016–Sep 2018 |
2 yrs 7 mos |
| 3 |
Legal Consultant - OTC derivatives |
Lehman Brothers |
New York, NY |
Oct 2015–Mar 2016 |
6 mos |
| 4 |
Sr. Managing Director |
Mizuho |
|
Jun 2015–Aug 2015 |
3 mos |
| 5 |
Managing Director & General Counsel |
Mizuho |
|
Nov 2012–Jun 2015 |
2 yrs 8 mos |
| 6 |
Managing Director & General Counsel |
Mizuho |
|
Jan 2010–Nov 2012 |
2 yrs 11 mos |
| 7 |
General Counsel, Global Swap Dealing Business Lines (x-Japan) |
Mizuho |
|
Jan 2000–Dec 2009 |
10 yrs |
| 8 |
Legal Counsel, Global Swap Dealing Business Lines (x-Japan) |
Mizuho |
|
Dec 1994–Dec 1999 |
5 yrs 1 mo |
| 9 |
Trading Documentation Manager |
Bankers Trust |
|
1994–1994 |
less than a year |
| 10 |
Financial Analyst |
Federal Reserve Bank of New York |
|
1992–1994 |
2 yrs |