| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Vice President, Capital Markets Operations |
Wells Fargo |
Charlotte Metro |
Jan 2021–Present |
5 mos |
| 2 |
VICE PRESIDENT - FRONT LINE CONDUCT RISK (CORPORATE & INVESTMENT BANK) |
Wells Fargo |
Charlotte, North Carolina |
Sep 2018–Jan 2021 |
2 yrs 5 mos |
| 3 |
VICE PRESIDENT - COMPLIANCE (CORPORATE & INVESTMENT BANK) |
Wells Fargo |
|
Jun 2017–Sep 2018 |
1 yr 4 mos |
| 4 |
COMPLIANCE CHANGE MANAGEMENT & CONDUCT RISK |
Barclays Investment Bank |
New York, New York |
Apr 2015–Jun 2017 |
2 yrs 3 mos |
| 5 |
CONSULTANT - INSTITUTIONAL EQUITIES & GLOBAL MARKETS RESEARCH |
Nomura |
New York, New York |
May 2014–Mar 2015 |
11 mos |
| 6 |
REGULATORY COMPLIANCE |
Bridgewater Associates |
Westport, Connecticut |
Jul 2010–Feb 2014 |
3 yrs 8 mos |
| 7 |
GRADUATE ASSISTANT - HAGAN SCHOOL OF BUSINESS |
Iona College |
New Rochelle, New York |
May 2009–May 2010 |
1 yr 1 mo |
| 8 |
MEDIA ASSISTANT TO SENIOR VPs OF MEDIA & MEDIA COMPLIANCE |
TMPG |
White Plains, New York |
Mar 2007–Jun 2009 |
2 yrs 4 mos |