| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Managing Director - Commercial Banking Compliance Risk Management - Compliance Programs |
Wells Fargo & Co |
New York, New York |
Jan 2015–Present |
6 yrs 5 mos |
| 2 |
Compliance Director |
JPMorgan Chase |
New York, New York |
Aug 2006–Jan 2015 |
8 yrs 6 mos |
| 3 |
Vice President and Counsel |
Securities Industry Association |
|
2005–2006 |
1 yr |
| 4 |
Compliance Director |
Credit Suisse |
New York, New York |
2001–2005 |
4 yrs |
| 5 |
Vice President & Counsel |
Donaldson, Lufkin & Jenrette |
New York, NY |
1989–2001 |
12 yrs |