| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
APAC Regional COO |
Wells Fargo |
Hong Kong SAR |
Nov 2020–Present |
7 mos |
| 2 |
APAC Head of Business Controls |
Wells Fargo |
Hong Kong |
May 2019–Oct 2020 |
1 yr 6 mos |
| 3 |
Operational Risk Manager, International Control |
Wells Fargo |
|
Jul 2018–Apr 2019 |
10 mos |
| 4 |
Operational Risk Manager - Wholesale Banking BSA/AML Remediation Team |
Wells Fargo |
Charlotte, North Carolina Area |
Nov 2014–Jul 2018 |
3 yrs 9 mos |
| 5 |
Risk Management Executive |
Bank of America |
Charlotte, North Carolina Area |
Oct 2012–Nov 2014 |
2 yrs 2 mos |
| 6 |
Risk Management Executive |
Merrill Lynch |
Hong Kong |
Jan 2011–Sep 2012 |
1 yr 9 mos |
| 7 |
Wealth Management Compliance Executive |
U.S. Trust |
Charlotte, North Carolina Area |
May 2010–Dec 2010 |
8 mos |
| 8 |
Weath Management Compliance Executive |
U.S. Trust |
Charlotte, North Carolina Area |
Nov 2009–May 2010 |
7 mos |
| 9 |
Wealth Management Compliance Executive |
Bank of America |
Charlotte, North Carolina Area |
Mar 2007–Oct 2009 |
2 yrs 8 mos |
| 10 |
Senior Compliance Manager |
Bank of America |
Charlotte, North Carolina Area |
Sep 2005–Mar 2007 |
1 yr 7 mos |
| 11 |
Senior Compliance Manager |
Bank of America |
Charlotte, North Carolina Area |
Jul 2004–Sep 2005 |
1 yr 3 mos |
| 12 |
Consultant |
The World Bank |
Washington D.C. Metro Area |
Mar 2004–Jul 2004 |
5 mos |
| 13 |
Operations Officer |
The World Bank |
Washington D.C. Metro Area |
Jul 2002–Feb 2004 |
1 yr 8 mos |
| 14 |
Operations Analyst |
The World Bank |
Washington D.C. Metro Area |
Jul 1997–Jul 2002 |
5 yrs 1 mo |
| 15 |
Project Assistant |
The World Bank |
Washington D.C. Metro Area |
Mar 1995–Jul 1997 |
2 yrs 5 mos |