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No Role Company Company Address Dates Employed Employment Duration
1 Managing Director, Enterprise Counterparty Risk Management - FCM Credit Risk Management Wells Fargo Securities Charlotte, North Carolina Area May 2017–Present 4 yrs 1 mo
2 Director, FCM Credit Risk Wells Fargo Securities Charlotte, North Carolina Area Feb 2014–May 2017 3 yrs 4 mos
3 Senior Vice President, SwapClear - US Project Lead LCH.Clearnet New York, NY Aug 2012–Dec 2013 1 yr 5 mos
4 Managing Director - Head of Operations International Derivatives Clearing Group LLC New York Jan 2010–Aug 2012 2 yrs 8 mos
5 Managing Director - Institutional Integration International Derivatives Clearing Group LLC New York Sep 2008–Jan 2010 1 yr 5 mos
6 Sales Manager TwoFour Systems New York City Jul 2008–Sep 2008 3 mos
7 Sales Director SunGard New York City Jul 2005–Jul 2008 3 yrs 1 mo
8 Director SunGard Adaptiv New York City Jan 1997–Jul 2008 11 yrs 7 mos
9 Senior Associate Coopers & Lybrand L.L.P New York Jan 1996–Jan 1997 1 yr 1 mo
10 Senior Business Analyst Alltel Information Services, Vertex Division New York Jan 1994–Jan 1996 2 yrs 1 mo
11 Assistant Vice President Hypo Bank New York City Jan 1991–Jan 1994 3 yrs 1 mo
12 Forward Foreign Exchange Trader, Off-Balance Sheet Trader Bank of Montreal New York, NY Jan 1987–Jan 1991 4 yrs 1 mo
13 Supervisor, Money Market Trader The Taiyo Kobe Bank, Ltd. New York, NY Jan 1984–Jan 1987 3 yrs 1 mo

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