| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Executive Vice President and Chief Compliance Officer |
Wells Fargo |
Boston, Massachusetts |
May 2016–Present |
5 yrs 1 mo |
| 2 |
Senior Vice President and Chief Compliance Officer |
Fidelity Investments |
|
Mar 2007–Present |
14 yrs 3 mos |
| 3 |
Assistant General Counsel; Senior Vice President and Chief Compliance Officer |
MFS Investment Management |
|
1998–2007 |
9 yrs |
| 4 |
Associate |
Willkie Farr & Gallagher, NYC |
|
1994–1998 |
4 yrs |
| 5 |
Senior Accountant |
KPMG US |
Greater Boston Area |
1989–1991 |
2 yrs |