| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Senior Vice President |
Wells Fargo |
Charlotte, North Carolina Area |
Nov 2018–Present |
2 yrs 7 mos |
| 2 |
Managing Director, Compliance and Operational Risk |
Bank of America |
Charlotte, NC |
Feb 2003–Nov 2018 |
15 yrs 10 mos |
| 3 |
Independent Consultant |
Credit Suisse |
|
2000–2003 |
3 yrs |
| 4 |
Owner |
Portfolio Accounting Software Systems |
Greater New York City Area |
1991–2003 |
12 yrs |
| 5 |
Independent Consultant |
Alliance Capital Management |
New York |
1998–1999 |
1 yr |
| 6 |
Indpendent Consultant |
JP Morgan – Morgan Guaranty Trust Company |
New York |
Mar 1993–Jan 1994 |
11 mos |
| 7 |
Independent Consultant |
Equitable Capital Management Corporation |
New York |
1991–1993 |
2 yrs |