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No Role Company Company Address Dates Employed Employment Duration
1 President & CEO KBW New York, NY Oct 2011–Present 9 yrs 8 mos
2 Management Committee - Institutional Group Stifel Financial Corp. 2018–Present 3 yrs
3 Senior Vice President Stifel Financial Corp. Feb 2013–Present 8 yrs 4 mos
4 Member Board Of Directors Stifel Financial Corp. Feb 2013–Jun 2018 5 yrs 5 mos
5 Vice Chairman and COO KBW New York, NY 2001–Oct 2011 10 yrs
6 Research, Sales & Trading KBW New York, NY Aug 1986–Oct 2011 25 yrs 3 mos

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