| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Director, Policies and Procedures |
Stifel Financial Corp. |
New York |
Jan 2014–Present |
7 yrs 5 mos |
| 2 |
Director, Policies and Procedures Compliance |
Keefe, Bruyette & Woods |
|
Sep 2002–Present |
18 yrs 9 mos |
| 3 |
Vice President Compliance |
C.E. Unterberg, Towbin |
|
Oct 1995–Aug 2002 |
6 yrs 11 mos |