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No Role Company Company Address Dates Employed Employment Duration
1 Chief Operating Officer Cohen & Company Asset Management Albany, New York Area Sep 2016–Present 4 yrs 9 mos
2 Managing Director Cohen & Company Inc. (formerly Institutional Financial Markets, Inc. ) Greater New York City Area Sep 2016–Present 4 yrs 9 mos
3 Managing Director JVB Financial Group, LLC Greater New York City Area Sep 2016–Present 4 yrs 9 mos
4 Principal Nyala Advisors Jun 2010–Jun 2012 2 yrs 1 mo
5 Managing Director Goldman Sachs 2007–2010 3 yrs
6 Vice President Goldman Sachs 1994–2007 13 yrs
7 Vice President Lehman Brothers 1988–1993 5 yrs

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