| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
President & CEO |
Wedbush Securities |
Los Angeles, California, United States |
Oct 2020–Present |
8 mos |
| 2 |
Principal |
Wedbush Capital |
Los Angeles, California |
Feb 1998–Present |
23 yrs 4 mos |
| 3 |
Board Of Directors |
Lightspeed Financial Services Group |
Greater New York City Area |
Jun 2011–Present |
10 yrs |
| 4 |
Co-President |
Wedbush Securities |
Los Angeles, California |
May 2018–Sep 2020 |
2 yrs 5 mos |
| 5 |
EVP & Head of Capital Markets |
Wedbush Securities |
Los Angeles, California |
Feb 1998–Apr 2018 |
20 yrs 3 mos |
| 6 |
Board Observer |
BATS Global Markets, Inc. |
|
Aug 2005–Apr 2016 |
10 yrs 9 mos |
| 7 |
Principal & Director of Convertible Securities |
Montgomery Securities |
San Francisco Bay Area |
Jan 1995–Feb 1998 |
3 yrs 2 mos |
| 8 |
Director, US Convertible Securities Trading |
S.G. Warburg & Co. |
Greater New York City Area |
Jan 1994–Jan 1995 |
1 yr 1 mo |
| 9 |
Associate, Equities |
Lehman Brothers |
greater new york city area |
Jan 1992–Jan 1995 |
3 yrs 1 mo |
| 10 |
Investment Banking Analyst |
Wedbush Securities |
Los Angeles, California |
Jun 1987–Aug 1989 |
2 yrs 3 mos |