| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chairman Of The Board |
Wedbush Securities |
|
Jul 2020–Present |
11 mos |
| 2 |
Executive Vice President -- Head of Business Development and Strategy |
Wedbush Securities |
Los Angeles Metropolitan Area |
Jun 2016–Present |
5 yrs |
| 3 |
Board Member |
Wedbush Securities |
Greater Los Angeles Area |
Mar 2013–Present |
8 yrs 3 mos |
| 4 |
President |
Three Part Advisors, LLC |
|
Jul 2013–Jun 2016 |
3 yrs |
| 5 |
Volunteer |
American Heart Association |
|
2003–2016 |
13 yrs |
| 6 |
Consultant to CEO |
Sterne Agee |
|
Nov 2010–Nov 2011 |
1 yr 1 mo |
| 7 |
CEO, president and director |
SWS Group, Inc. |
|
Aug 2002–Aug 2010 |
8 yrs 1 mo |
| 8 |
Various |
Southwest Securities, Inc. |
|
2000–2010 |
10 yrs |
| 9 |
Director of Research |
Raymond James |
|
1989–2000 |
11 yrs |
| 10 |
Vice President - Research |
Butcher & Singer |
|
1986–1989 |
3 yrs |
| 11 |
Assistant Vice President |
Eppler, Gurerin & Turner |
|
1981–1986 |
5 yrs |