| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Financial Advisor-Independent Franchise Owner Network |
Wedbush Securities |
Los Angeles, California, United States |
Aug 2020–Present |
10 mos |
| 2 |
Vice President, Investments |
Wedbush Securities |
Newport Beach, CA |
Sep 2016–Aug 2020 |
4 yrs |
| 3 |
Senior Vice President - Investments |
Raymond James Financial, Inc. |
Newport Beach, CA |
Nov 2013–Jun 2016 |
2 yrs 8 mos |
| 4 |
First Vice President Wealth Management |
Merrill Lynch |
Newport Beach, CA |
Jun 2008–Sep 2013 |
5 yrs 4 mos |
| 5 |
First Vice President, Investments |
Salomon Smith Barney |
Irvine, CA |
Dec 2001–Jun 2008 |
6 yrs 7 mos |
| 6 |
Vice President |
Montgomery Securities |
San Francisco, CA |
Oct 1996–Dec 2001 |
5 yrs 3 mos |