| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Head of Compliance/CCO, Americas |
Invesco US |
|
May 2020–Present |
1 yr 1 mo |
| 2 |
Managing Director, Chief Compliance Officer |
Legg Mason |
Baltimore, Maryland Area |
Jan 2006–Apr 2020 |
14 yrs 4 mos |
| 3 |
Branch Chief |
U.S. Securities and Exchange Commission |
|
Jan 2002–Jan 2006 |
4 yrs 1 mo |
| 4 |
Vice President |
Deutsche Asset Management |
|
Feb 1998–Jan 2002 |
4 yrs |