| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Chief Compliance Officer of Invesco Managed Accounts, LLC (formerly SNW Asset Management) |
Invesco US |
|
Feb 2021–Present |
4 mos |
| 2 |
Senior Compliance Manager and Risk Analyst |
Invesco US |
Seattle, Washington, United States |
Apr 2020–Present |
1 yr 2 mos |
| 3 |
Compliance and Risk Manager, for Invesco Managed Accounts, LLC (formerly SNW Asset Management) |
Invesco US |
Seattle, Washington, United States |
May 2019–Apr 2020 |
1 yr |
| 4 |
AVP Compliance and Risk Manager for SNW Asset Management/OFI Global |
OppenheimerFunds |
Seattle, WA |
Jun 2018–May 2019 |
1 yr |
| 5 |
Associate Compliance Officer |
Westchester Capital Management |
Valhalla, NY |
Mar 2015–Jun 2018 |
3 yrs 4 mos |
| 6 |
Investment Compliance Analyst |
Towers Watson |
Stamford, CT |
Sep 2012–Mar 2015 |
2 yrs 7 mos |
| 7 |
Compliance Officer - Anti-Money Laundering |
Old Mutual Asset Management Trust Company |
Boston |
Sep 2010–Sep 2012 |
2 yrs 1 mo |
| 8 |
Sr Client Service Associate |
Old Mutual Asset Management Trust Company |
Boston |
Apr 2010–Sep 2012 |
2 yrs 6 mos |
| 9 |
Client Service Associate |
Old Mutual Asset Management Trust Company |
|
Oct 2008–Apr 2010 |
1 yr 7 mos |
| 10 |
Office of Mutual Funds Analyst |
BlackRock |
Boston, MA |
Aug 2007–Oct 2008 |
1 yr 3 mos |
| 11 |
Shareholder Services Specialist |
BlackRock |
Boston, MA |
Aug 2005–Jul 2007 |
2 yrs |