| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
VP Risk Management Officer |
Washington Trust Bank |
|
Jul 2020–Present |
11 mos |
| 2 |
Chief Compliance Officer |
NORTHERN CAPITAL MANAGEMENT, INC. |
Spokane, Washington Area |
Jan 2018–Jul 2020 |
2 yrs 7 mos |
| 3 |
Wealth Advisor |
Merriman Wealth Management, LLC |
Spokane, Washington |
Apr 2016–Oct 2017 |
1 yr 7 mos |
| 4 |
Chief Compliance Officer, Operations Manager and Director of Client Service |
Summit Capital Group, LLC |
|
2003–Mar 2016 |
13 yrs |
| 5 |
Senior Registered Client Service Associate |
UBS |
Spokane, Washington Area |
1993–2003 |
10 yrs |