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No Role Company Company Address Dates Employed Employment Duration
1 Vice President of Compliance Deephaven Mortgage Charlotte, North Carolina Jan 2020–Present 1 yr 5 mos
2 Compliance Officer Deephaven Mortgage Charlotte, North Carolina Aug 2018–Jan 2020 1 yr 6 mos
3 Originations Compliance Manager RoundPoint Mortgage Servicing Corporation Charlotte, North Carolina Jun 2017–Aug 2018 1 yr 3 mos
4 Senior Compliance Business Partner - Mortgage Originations RoundPoint Mortgage Servicing Corporation Charlotte, North Carolina Jun 2016–Jun 2017 1 yr 1 mo
5 Senior Mortgage Compliance Analyst Ally Charlotte, North Carolina Dec 2015–May 2016 6 mos
6 Regulatory Risk Associate KPMG Charlotte, NC Aug 2014–Dec 2015 1 yr 5 mos
7 Compliance Associate RoundPoint Mortgage Company Charlotte, NC Apr 2014–Aug 2014 5 mos
8 Electronic Discovery Attorney Synergy Legal Inc. Charlotte, NC Sep 2013–Apr 2014 8 mos
9 Legal Intern Costner Law Office, PLLC Charlotte, NC Jan 2013–May 2013 5 mos
10 NCAA Compliance Intern Queens University of Charlotte Charlotte, NC May 2011–May 2012 1 yr 1 mo
11 Legal Intern James Faust, Attorney at Law Salisbury, NC May 2010–Aug 2010 4 mos
12 Accounting Associate Soccerdome, LLC Jessup, MD Dec 2005–Jul 2009 3 yrs 8 mos

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