| No |
Role |
Company |
Company Address |
Dates Employed |
Employment Duration |
| 1 |
Senior Vice President, Operational Compliance, MCDS |
Mortgage Connect, LP |
|
Aug 2020–Present |
10 mos |
| 2 |
SVP, Protecting the Interest of Customers and Professional Ethics |
Bank of the West |
San Francisco Bay Area |
Jan 2017–Apr 2020 |
3 yrs 4 mos |
| 3 |
Product Manager & Regulatory Expert, Consumer Compliance |
Wolters Kluwer - Financial Services Solutions |
Remote |
Jan 2015–Jan 2017 |
2 yrs 1 mo |
| 4 |
U.S. Financial Services Regulatory Expert |
Wolters Kluwer - Financial Services Solutions |
Remote |
Jan 2013–Jan 2015 |
2 yrs 1 mo |
| 5 |
Director of Professional Services Consumer Compliance and Financial Crime |
Wolters Kluwer Financial Services |
Remote |
Jan 2010–Jan 2013 |
3 yrs 1 mo |
| 6 |
Business Line Manager, Professional Services |
Wolters Kluwer Financial Services |
Remote |
Dec 2006–Jan 2010 |
3 yrs 2 mos |
| 7 |
Vice President Operations |
EverBank |
|
Nov 2002–Dec 2006 |
4 yrs 2 mos |
| 8 |
Vice President, Corporate Counsel |
Alliance Mortgage Company |
|
Oct 2001–Nov 2002 |
1 yr 2 mos |
| 9 |
Assistant Vice President, Compliance Manager |
Alliance Mortgage Company |
|
Feb 1999–Oct 2001 |
2 yrs 9 mos |
| 10 |
Compliance Coordinator |
Alliance Mortgage Company |
|
Jul 1998–Feb 1999 |
8 mos |
| 11 |
Licensing Specialist |
Alliance Mortgage Company |
|
Oct 1997–Jul 1998 |
10 mos |
| 12 |
Legal Assistant |
Barnett Banks, Inc |
|
Feb 1997–Oct 1997 |
9 mos |
| 13 |
Support Representative II |
Barnett Banks, Inc |
|
Sep 1995–Feb 1997 |
1 yr 6 mos |
| 14 |
Chief Marketing Officer, Senior Director |
Asset Management |
Kuala Lumpur |
Oct 2018–Present |
2 yrs 8 mos |
| 15 |
Head of Partnership & Private Retirement Scheme (PRS) |
Manulife Asset Management |
|
Dec 2014–Sep 2018 |
3 yrs 10 mos |
| 16 |
Vice President |
UOB Private Banking Malaysia |
|
Sep 2014–Dec 2014 |
4 mos |
| 17 |
Senior Vice President |
PT RHB OSK Securities Indonesia |
Greater Jakarta Area, Indonesia |
May 2013–Aug 2014 |
1 yr 4 mos |
| 18 |
Senior Vice President |
PT OSK Nusadana Asset Management |
|
Jan 2011–May 2013 |
2 yrs 5 mos |
| 19 |
Vice President |
OSK-UOB Unit Trust Management Berhad |
Kuala Lumpur, Malaysia |
Apr 2005–Dec 2010 |
5 yrs 9 mos |
| 20 |
Senior Executive |
Royal & Sun Alliance Insurance Malaysia Berhad |
|
2003–Mar 2005 |
2 yrs |
| 21 |
Senior Executive |
AIA Co. Ltd Malaysia |
Ipoh / Kuala Lumpur |
1999–2003 |
4 yrs |